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Course Calendar Course CalendarMiFID II and Financial Markets
This intensive one-day course will help you understand, analyze and identify the key practical challenges and solutions related to MiFID II in both equities and fixed income markets. We will examine all the major features of the regulation and all the intended and unintended consequences of this legislation for both buy-side and sell-side firms.
Case studies and workshops will be applied to aid a more detailed understanding of the legislation.
Recommend to a Colleague- Date:
- Please contact us
- Venue:
- Manhattan - New York
- Fee:
This course is also available in London Time Zone and Singapore Time Zone
- Business managers
- Portfolio managers
- Compliance officers
- Risk managers
- Brokers and vendors
- Traders and execution desks
- Quants / Financial engineers
- Technology project owners
- Understand the primary goals of MiFID II
- Get an overview of the main elements required by the regulation
- Analyze the consequences of the directive for the financial community
- Gain familiarity with the key terminology from the legislation
- Focus on the impact to trading particularly around pre- and post-trade transparency
- Find the answers to your questions and concerns about MiFID
A basic understanding of capital markets and securities trading.
Dr Jamie Walton has over 18 years of experience as a quant in financial markets. For the last 10 years, he was the head FX quant at Morgan Stanley, where he built the team of FX electronic trading quants.
In recent years, Dr Walton has presented at conferences and written articles on electronic trading, as well as providing independent consultancy in quantitative finance.
Dr Walton is also an Honorary Research Fellow at UCL, where he lectures in Financial Mathematics as part of the Masters programme in Financial Mathematics.
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a Brochure with full details for MiFID II and Financial Markets
23-Nov-2016 - Ex-Morgan Stanley MD says that investment banks are now realising the power of quants - eFinancialCareers
02-Oct-2017 - The RegTech revolution - fstech.co.uk
MiFID II - Fundamentals
- Comparison with MiFID I
- Start dates - relevant dates for compliance and data submission
- Scope and extraterritoriality
- What about Brexit? Passporting and the single market
- Buy-side vs. sell-side - extension of regulations to asset managers
- Equities vs. Fixed Income - the move to exchange-like facilities
- Key terms for MiFID II - a guide through all the acronyms
Pre-trade Transparency
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Liquid instruments - changing definitions, large in scale, ESMA’s role
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Systematic Internalizers - when do you fall under this definition? What is your role?
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Venues: RMs, MTFs, OTFs and BCNs
Best Execution
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What does this mean in fixed income markets?
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Transaction cost analysis
Post-trade Transparency
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Block sizes and reporting rules
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APAs and the availability of post-trade data
- What does this mean in fixed income markets?
- Transaction cost analysis
Post-trade Transparency
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Block sizes and reporting rules
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APAs and the availability of post-trade data
Workshop: The impact of transparency rules on trading
Regulations for Execution
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Limits on Dark Pool trading
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Algorithmic trading
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Direct Electronic Access
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Derivatives trading, clearing and compression
High-frequency Trading
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Authorization and limits
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Stress testing, clock synch
Surveillance
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Market monitoring, manipulation and abuse
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Record keeping and recording of conversations
Further aspects of MiFID II
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Research Unbundling
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Related Regulations: GDPR and MAD II
- Authorization and limits
- Stress testing, clock synch
Surveillance
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Market monitoring, manipulation and abuse
-
Record keeping and recording of conversations
Further aspects of MiFID II
-
Research Unbundling
-
Related Regulations: GDPR and MAD II
- Research Unbundling
- Related Regulations: GDPR and MAD II
Case Studies: How MiFID will affect financial firms globally
Review and Conclusions
Keep me updated about this course
Course Details
- Date:
- Please contact us
- Venue:
- Manhattan - New York
- Duration:
- Please contact us
- Fee: Please contact us
This course is also available in London Time Zone and Singapore Time Zone

Call now for more information on this course or to book:
Americas +1 212 710 1343
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